RegTech

Founded by Vladimir Ershov
Group founded 24 Nov 2020
Posts 67
Members 12
Group summary

Regulatory technology, is a new technology that uses information technology to enhance regulatory processes. With its main application in the Financial sector, it is expanding into any regulated business with a particular appeal for the Consumer Goods Industry. Often regarded as a subcategory under FinTech, RegTech puts a particular emphasis on regulatory monitoring, reporting and compliance and is thus benefiting the finance industry.

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Katie Hunter

How your FS business can reduce costs in a high inflation environment

Global inflation rates have been consistently on the rise over the past year. The high inflation is driven by high energy prices, issues in supply chains and an increase in consumer demand. While focu...

10 Aug 2022
Frank Cummings

Digital Transformation Time--Again?

'Digital Transformation' sellers—a.k.a. the “cookie-jar consultants”--are at it again It’s happening again: Claims of digital-transformations-solve-all-problems are everywhere. I don’t want to soun

29 Jul 2022
Nickii Mallia

Importance of having a trustworthy KYC system - In-house vs Third Party Providers

You never get a second chance to make a great first impression and since onboarding a new client is your first main contact between your company and your new client, the experience should not be confu...

21 Jul 2022
Frank Cummings

ESG--The People's Regulator?

Environmental and Social Governance may force different decision-making in ethical gray areas of revenue streams Unlike Governance, Risk and Compliance (GRC), Environmental and Social Governance

20 Jul 2022
Katie Hunter

How the FCA's Consumer Duty of Care has made Speech Analytics Essential

Speech analytics has been commonly used for a number of years, evolving from a novelty add-on to a powerful solution for businesses to improve their processes. With the Financial Conduct Authority’s C...

20 Jul 2022
Frank Cummings

If you work at a Financial Institution you are going to Hate this Blog

We need to monitor more than just customers. I have in the past discussed what I call Behavioral Analytics. Behavioral Analytics leverage automated comparisons between data-based predicted behavior

14 Jul 2022
Frank Cummings

Headline: Mass-shooting horrors demand better response—Metadata a way forward?

July 4 revelers in Highland Park, IL, experienced another mass-casualty shooting in America. Stunningly, at this point it’s no longer surprising to see these news alerts. Something has to change. I w...

05 Jul 2022
Frank Cummings

Major Increase in Financial Crimes on the horizon.

Expect a spike in Financial Crime. Here’s why and how you can prepare for it. Why expect a spike in financial crime? It’s the economy, of course. We are on the doorstep of recession, and it’s hard to...

01 Jul 2022
Caleb Woo

How Unsettled Trades can affect your regulatory position for shareholding disclosure

Have you considered the impact of unsettled trades on shareholding reporting? How hard can shareholding disclosure be? Just load your positions and see if you are over the threshold right? Not exactly...

25 Jun 2022
Frank Cummings

Help Stop Social Violence

The Uvalde ,Texas school shooting was yet another horrific and unimaginable act of violence in the U.S. And that particular kind of horror has been categorized by some as “social violence”—a type of e...

23 Jun 2022
Gabriel Hopkins

Turning the tide: How AI can support the financial crime battle against modern slavery

As recently as 2020, the Centre for Social Justice estimated that there were 100,000 or more modern slaves in the UK. And estimates suggest that globally indentured labour generates between $50-150bn...

21 Jun 2022
Gabriel Hopkins

Opportunities for UK Challenger Banks to address AML Compliance

With their innovative products and services challenger banks have revolutionised the banking sector. They offer greater flexibility and choice to consumers, something that their legacy competitors are...

06 Jun 2022

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